Prime Brokerage Services, Example, Requirements for an Account

Itarle’s vision system offers detailed information on your orders as well as its performance and provides enhanced statistics, all updated in real time. Prime brokerage is an important service that is provided to large institutions to help them facilitate their business and outsource activities that allow them to focus on their core responsibilities. You should always carefully consider the investment objectives, risks, charges and expenses of any investment before investing.

This Site may provide addresses of, or contain hyperlinks to, Internet web sites. CIBC Capital Markets has not reviewed the linked Internet web site of any third party and takes no responsibility for the contents thereof. Each such address or hyperlink is provided solely for the recipient’s convenience and information, and the content of linked third-party web sites is not in any way incorporated into this document.

Jefferies is a leading market maker and trader of equity

Our voice execution desk helps clients navigate today’s volatile markets by providing market insight and analysis of trade flows across asset classes. These can include risk management, capital introduction, securities financing, and cash financing. Some go as far as to offer the opportunity to sublease office space and provide access to other facility-based benefits.

All materials at this site are meant to be reviewed in their entirety, including any footnotes, legal disclaimers, restrictions or disclosures, and any copyright or proprietary notices. You are deemed to have notice of all appropriate disclaimers, notifications, footnotes or disclosures through use of the Site. All products or services that are provided by CIBC Capital Markets are subject to the terms of any applicable agreements. Any disclaimers, restrictions, disclosure or hedge clauses apply to any partial document or material in the same manner as they do the whole, and will be deemed incorporated in the portion of any material or document that you consult or download. From bespoke algorithms and SOR logic to low latency market access and more, our fully customizable trading platform is designed to support the most sophisticated trading needs.

Client Services

Recipients who choose to access such third-party web sites or follow such hyperlinks do so at their own risk. Our clients have access to the hard-to-borrow universe—and we can help clients locate desired positions. BNP Paribas’ best-in-class Execution Management System for listed derivatives trading, powered by Fidessa. Goldman Sachs Advisor Solutions is invested in servicing the industry’s preeminent advisory practices, including Registered Investment Advisors and advisory teams seeking their independence. We offer processing speeds under 100 microseconds and the capacity to handle up to 10,000 orders per second. First London Brokers is authorised and regulated by the Financial Conduct Authority in the United Kingdom.

Clients can trade cash equities, futures, options, foreign exchange and fixed income instruments. Clients can choose from a comprehensive suite of multi-asset-class, multi-currency reports as well as sophisticated portfolio and performance reporting. A prime brokerage generates revenue in a few different ways, which include overall fees, commissions on transactions, and lending charges. Our desktop, web, and mobile platforms are designed for performance and built for all levels of investors. Many institutional clients utilize our agency trading desk as an offsite satellite desk to complement in-house trading activity, while smaller firms use our desk in lieu of a proprietary in-house desk.

Exceeding Your Prime Brokerage Expectations

We participated in the initial launch of interest rate swaps and credit default swaps clearing for clients in December 2009 and will fully support client clearing in these products as the markets continue to evolve and expand. To support customer clearing for derivatives that were previously done bilaterally, Goldman Sachs has created Derivatives Clearing Services (DCS). The DCS team is aligned with and was built out of our globally recognized Prime Brokerage and Futures clearing business to maximize efficiency and provide consolidated reporting across asset classes. The assigned broker, or brokers, may provide settlement agent services along with financing for leverage. Custody of assets may be offered, as well as daily preparations of account statements. Our market-leading technology platforms, COMPASS® and SHARP, deliver comprehensive risk and reporting solutions, and provide access to powerful features including real-time performance and reporting analytics, position monitoring, and risk management metrics.

• By leveraging our trading desk, you gain an experienced team of traders, each with product expertise developed over decades that is difficult to replicate.
• Using this model we are able to provide a unified risk methodology across all factors, including equity, credit, interest rates, foreign exchange, volatility and liquidity.
• What if you represent a big hedge fund that manages billions of dollars and does more than buy a few shares of an index fund?
• Our team members include industry veterans with backgrounds in areas such as accounting, law, technology, operations, fund administration and property and infrastructure.
• Prime brokers offer a level of resources many institutions may not be able to have in-house.

They also charge different rates depending on the volume of transactions a client does, the number of services a client uses, and so on. The majority of these individuals are traders, researchers, and a few administrative people. The fund has Important Features Of Analytical Crm limited resources that it can allocate to the various needs that are required of the business. RISE offers state of the art technology solutions that empower our clients to manage their businesses in a highly automated operating environment.

Portfolio financing

Helping hedge funds, asset managers, and institutional investors meet the demands of a rapidly evolving market. We offer a global, multi-asset class, multi-currency reporting and technology platform that scales with clients as they expand into new strategies, markets and products. Morgan will assume the responsibilities of managing ABC’s cash management, calculating its net asset value (NAV) on a monthly basis, and performing a risk management analysis on its portfolio. In cases of securities lending, collateral is often required by the prime brokerage. This allows it to minimize the risk it experiences as well as give it quicker access to funds if needed. Since 1986, Celadon has provided financial institutions, professional traders, and high-net-worth investors with the advanced tools and high-touch service necessary for developing, implementing, and executing profitable trading strategies.

Prime brokerages also earn very large sums from the spread in interest rates between their borrowing and lending operations. What’s more, prime brokers can use the collateral from clients for their own investments. This is known as “rehypothecation.” In many cases, the fund partners permit their collateral to be used this way in exchange for a reduction in fees. What if you represent a big hedge fund that manages billions of dollars and does more than buy a few shares of an index fund? What if you want to borrow large sums of money to maximize returns, sell stocks short, and make money even when the markets are going down?

Using a primer broker consolidates margin financing and securities lending into one service provider. Benefit from cross-asset class financing for your portfolios of securities and synthetics, securities lending, bespoke financing solutions, and other services including capital introductions, consulting and hedge fund industry data analysis. BNP Paribas’ best-in-class Cash Equities platform offers award-winning equity research and a premier, customisable execution experience. BNP Paribas Exane research is renowned for its depth and quality, reinforced by experienced, top-ranked sales and specialist teams as well as a dedicated corporate access service. The Jefferies Prime Brokerage Technology team offers clients a convenient and flexible electronic trading system with global execution capabilities and a full algorithmic suite with access to multiple liquidity sources.

Hedge funds often use leverage (or borrowing) in an attempt to boost returns. Integrated operational services covers full administration, operations and reporting assistance, including clearance, settlement, breakdown management and end-of-day file transmission. Client portal features real-time trade management and personalised compliance monitoring. Our digital platform BrioTM offers clients the ability to conceptualise and test their Delta One investment strategies before connecting with their sales representative to proceed to transaction. Our firm has a solid foundation of prudent and stable capital strength so we can provide financing across a wide range of instruments in accordance with Regulation T or risk-based portfolio margin.

CIBC Capital Markets and/or any of its affiliates may have received remuneration in connection with any of the activities described immediately above. Our customized prime brokerage solutions are tailored to meet the unique needs of alternative asset managers in North America and international firms with cross border businesses. In addition to core prime brokerage services, Fidelity Prime Services offers a multitude of additional services designed to help differentiate and scale your operations. Serving the world’s largest corporate clients and institutional investors, we support the entire investment cycle with market-leading research, analytics, execution and investor services.

We facilitate short sales of ETB (easy-to-borrow) securities with electronic approvals while fully-paid-for securities lending enables clients to generate additional returns. Whether you’re looking to work with a single prime or diversify your prime brokerage counterparties, Marex’s award winning multi-asset-class prime brokerage ensures you get the differentiated solutions you need as your business evolves. CIBC Capital Markets may make a market or deal as principal in the securities, commodities or instruments mentioned in our materials or in options or other derivative instruments based thereon. In addition, CIBC Capital Markets, or its shareholders, directors, officers, employees and/or other affiliates, may from time to time have long or short positions in such securities or in options, futures or other derivative instruments based thereon. One or more of CIBC Capital Markets’ directors, officers and/or employees may be a director of the issuer of the securities mentioned.